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Securities and Exchange Commission

The Securities and Exchange Commission, or SEC, is an independent US federal agency that regulates the securities markets and protects investors.

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The Securities and Exchange Commission (SEC) is an independent agency of the US federal government, created in 1934 under the Securities Exchange Act and headquartered in Washington, D.C. It oversees disclosures by public companies as well as stock exchanges, broker-dealers and investment advisers, and it enforces federal securities laws.

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Its example is Coinbase Advisor, an AI financial advisor registered with the SEC that offers personalized guidance around the clock.

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